Compliance Documents in the Client Profile

To add a compliance document to a client’s profile:

1. Go to the Client Search screen via Main Menu > Client.

2. Locate and double click on the client using the search filters.

   

3. Click Compliance.

4. Click the green + button.

   

5. Click on the document type to be added.

   

6. Click Close.

To edit or update a compliance document on a client’s profile:

1. Go to the Client Search screen via Main Menu > Client.

2. Locate and double click on the client using the search filters.

   

3. Click Compliance.

4. Double click on the document to be viewed.

   

5. Enter the updated or new information.

   

6. Click Save.

To remove an invalid or incorrect compliance document from a client’s profile:

1. Go to the Client Search screen via Main Menu > Client.

2. Locate and double click on the client using the search filters.

   

3. Click Compliance.

4. Double click on the document to be removed.

   

5. Click Delete.

   

6. Click Yes.

   

To view a compliance document on a client’s profile:

1. Go to the Client Search screen via Main Menu > Client.

2. Locate and double click on the client using the search filters.

   

3. Click Compliance.

4. Double click on the document to be viewed.